Glossary: SEC The Securities and Exchange Commission Securities and Exchange Commission - established by congress to protect the investors. The SEC administers the SA of 1933, the SEA of 1934 and AS amendments of 1975. The also administer the Trust Indenture Act, the Investment company Act, the Investment Advisor's Act and the Public Utility Holding company Act. They are a Federal regulatory agency.

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SEC - some related terms: Holding company Trust Indenture Act of 1939 Investment company Securities Act of 1933 Securities Exhange Act of 1934 Futures Basis Capitalize Cash asset ratio Collateral Correspondent Credit union shares Crowding out Current assets Custodial account Debenture Deficiency letter Dollar cost averaging Dual listings Effective date ERISA Escrow ESOP Fidelity bond Float General mortgage bond Give up Ginnie mae Holding company Holding period Insider LBO Letter of notification Locked in Manipulation Moral obligation bond Municipal bonds No approval clause Off bond Paper profit Quote Random walk Regulation D Rule 144 Rule 15c3-1 Rule 15c3-3 Statutory disqualification