speculativebubble.com
GlossaryABCDEFGHIJKLMNOPQRSTUVWXYZ
  



Archives

Glossary

Newsletter

Links

 


   

Complete Topic List
Investment Fundamentals
Stock Tips and Picks
Bonds and MBS Investing
Options and Futures Basics
Mutualfunds Information
Market Timing Methods
Planning for Retirement, Education, etc.
Liquid Funds and Cash Flow
Protection Planning
Tax Planning and Tips
Read any good books lately?
Tips for Choosing an Online Broker
Webmasters go here

 



 Glossary:

Securities Act of 1933

Securities Act of 1933 - the federal law that covers the new issue of securities.

Full disclosure of information relating to the new issue and also contains many anti fraud provisions.

It regulates the primary market to prevent fraud on the sale of securities.

Provides purchasers of new issues information.

If mail is used to sell new issue it must be registered.

Regulation ADefinition
Regulation DDefinition
Shelf registrationDefinition
Rule 144Definition
Rule 144ADefinition
Rule 147Definition

Google
  Web www.speculativebubble.com

 Securities Act of 1933 - some related terms:
Regulation A
Regulation D
Rule 144
Rule 147
Rule 144A
Shelf registration

Exempt securities
Intra state offering
Non-exempt securities
Registration procedures
Registration statement
Regulation A
Regulation D
Restricted stock
Rule 147
SEC




Nick Name:
Website?
(Optional)
Comment:
HTML DISABLED