speculativebubble.com
GlossaryABCDEFGHIJKLMNOPQRSTUVWXYZ
  



Archives

Glossary

Newsletter

Links

 


   

Complete Topic List
Investment Fundamentals
Stock Tips and Picks
Bonds and MBS Investing
Options and Futures Basics
Mutualfunds Information
Market Timing Methods
Planning for Retirement, Education, etc.
Liquid Funds and Cash Flow
Protection Planning
Tax Planning and Tips
Read any good books lately?
Tips for Choosing an Online Broker
Webmasters go here

 



 Glossary:

Rule 15C3-3

Rule 15c3-3 the SECDefinition customer protection rule.

Requires a broker dealerDefinition to establish a special reserve account for the protection of its customers.

Also requires broker / dealer to have custody or control of certain customer securities.

Google
  Web www.speculativebubble.com

 Rule 15c3-3 - some related terms:
Dealer
Securities and exchange commision




Nick Name:
Website?
(Optional)
Comment:
HTML DISABLED