Glossary: The Maloney Act of 1938 Maloney Act of 1938 - amendment to the Securities and Exchange Act of 1934. The Maloney Act allows self-regulation by securities firms involved in the over the counter (OTC) market. The NASD was formed as a result of this act.

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Maloney act of 1938 - some related terms: NASD Securities Exchange Act of 1934 OTC